The chapter carries out a systematic analysis of the provision of investment services, in order to: i) determine the corporate economic and legislative criteria that must be used to identify (and therefore classify) them; ii) define the conditions under which they have economic value for the users bringing them a net benefit; iii) describe the methods of providing these services. In this sense, in addition to the requirements laid out on economic efficiency and effectiveness, there are laws and supervisory regulations that must be followed when providing these services. In particular, these laws have been established with the weaker contracting party in mind (that is, the investor). The trust that they show is a fundamental part of regulating the financial services and investment market.
Investment services
Rigoni Ugo
2023-01-01
Abstract
The chapter carries out a systematic analysis of the provision of investment services, in order to: i) determine the corporate economic and legislative criteria that must be used to identify (and therefore classify) them; ii) define the conditions under which they have economic value for the users bringing them a net benefit; iii) describe the methods of providing these services. In this sense, in addition to the requirements laid out on economic efficiency and effectiveness, there are laws and supervisory regulations that must be followed when providing these services. In particular, these laws have been established with the weaker contracting party in mind (that is, the investor). The trust that they show is a fundamental part of regulating the financial services and investment market.
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